November 01 2022 - Regulation Innovation SIG Meeting Minutes

[mcleo-d]

Regulation Innovation SIG

Date

November 01 2022 - 12pm EST / 4pm GMT

Untracked attendees

• Fullname, Affiliation, (optional) GitHub username
• ...

Meeting notices

• FINOS Project leads are responsible for observing the FINOS guidelines for running project meetings. Project maintainers can find additional resources in the FINOS Maintainers Cheatsheet.

• All participants in FINOS project meetings are subject to the LF Antitrust Policy, the FINOS Community Code of Conduct and all other FINOS policies.

• FINOS meetings involve participation by industry competitors, and it is the intention of FINOS and the Linux Foundation to conduct all of its activities in accordance with applicable antitrust and competition laws. It is therefore extremely important that attendees adhere to meeting agendas, and be aware of, and not participate in, any activities that are prohibited under applicable US state, federal or foreign antitrust and competition laws. Please contact legal@finos.org with any questions.

• FINOS project meetings may be recorded for use solely by the FINOS team for administration purposes. In very limited instances, and with explicit approval, recordings may be made more widely available.

Agenda

• [ ] Convene & roll call (5mins)
• [ ] Display FINOS Antitrust Policy summary slide
• [ ] Review Meeting Notices (see above)
• [ ] Approve past meeting minutes
• [ ] FINOS Contribution Updates and Next Steps :
  • https://github.com/finos/community/issues/177
  • https://github.com/finos/community/issues/179
  • https://github.com/finos/community/issues/195
  • Update on product / business owners joining FINOS project teams. Compliance Horizon Scanning to assess.
  • https://github.com/finos/community/issues/197
• [ ] Alex Khachaturian, FINRA Director, Office of Financial Innovation - FINRA Launches Machine-Readable Rulebook Initiative (10 mins)
  • SIG update on the October 21 public announcement of FINRA’s Machine-Readable Initiative, featuring the:
  • development of a regulatory taxonomy and rule tags,
  • launch of the FINRA Rulebook Search Tool™ (FIRST™), and
  • integration of rulebook content via API
  • Please see the Special Notice, which lists out a series of questions about the future development of the project, including what role open source collaboration can play. FINRA is requesting formal comment, by December 20th, 2022 -- link for submitting a formal comment to FINRA.
• [ ] AOB, Q&A & Adjourn (5mins)
  • RegTech Showcase in NYC on on Thursday, November 17th 4-7pm. All are invited to attend, please register ahead of the event. Details and agenda found here.

WebEx info

• Meeting link: https://finos.webex.com/finos/j.php?MTID=m6be3cd5cdc56622e15e74fbd30e7253c
• Meeting number: 127 759 5114
• Password: d9kKJPdX5C9
• More ways to join:
  • Join by video system: Dial 1279881411@finos.webex.com. You can also dial 173.243.2.68 and enter your meeting number.
  • Join by phone: +1-415-655-0003 US Toll | +44-20319-88141 UK Toll | Access code: 127 759 5114

[jgavronsky]

@mcleo-d Please can you add the following event announcement to the agenda:

RegTech Showcase in NYC on Thursday, November 17th 4-7pm. All are invited to attend, please register ahead of the event. Details and agenda found here.

[mcleo-d]

@mcleo-d Please can you add the following event announcement to the agenda:

RegTech Showcase in NYC on Thursday, November 17th 4-7pm. All are invited to attend, please register ahead of the event. Details and agenda found here.

Thanks so much @jgavronsky - I've added under AOB 👍🏻

[mcleo-d]

Hello 👋🏻

[sndpkumar14]

hello Sandeep/ Synechron

[jgavronsky]

Jane @ FINOS here

[nigelcobb]

here Nigel @ REGnosys

[RichardWagener365]

Hi

[stephengoldbaum]

Stephen Goldbaum from Morgan Stanley