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toddwschneider / sec-13f-filings

A nicer way to view SEC 13F filings data
https://13f.info
MIT License
248 stars 52 forks source link

Any ideas about the meaning of these types? #8

Closed CaledoniaProject closed 1 year ago

CaledoniaProject commented 1 year ago

Do you have any ideas what these equity types means?

  1. COM NEW
  2. NOTE 1.125%10/1
  3. *W EXP 11/05/202
  4. RIGHT 04/04/2023
toddwschneider commented 1 year ago

Hi @CaledoniaProject, these are values that are passed through directly from SEC filings themselves. I suspect that "W" stands for Warrants, and "notes" probably refer to convertible notes, but again it's just whatever the filer puts in the form, and I have no specific knowledge about any filings

You can see a full list of 13f securities on the SEC's website here: https://www.sec.gov/files/investment/13flist2023q1.pdf

I'm going to close this issue as I don't think it's within scope of the GitHub repo, thanks