1> T23 Protection of participants' and clients' securities [EB]

[cchatelain]

• [x] Contact risk management (Lionel Guillou ? Name mentioned in topic 18)
• [x] Contact Robert Michel Lejeune
• [ ] Contact Helena Van Triest regarding article 26b and 38§6: commercial should ensure that segregation is offered and is offered on reasonable commercial terms (not too long processes...)
• [ ] Contact Luigi Bearzatto (operations) Name mentioned in other topic regarding the consent CSDs have to obtain before using participants' securities

[cchatelain]

• [ ] Contact Jean-François Colin (ADM) regarding the technical specifications of the accounting systems (and the controls already in place)

[cchatelain]

• [ ] Waiting for follow up from B Van Look

[cchatelain]

STATUS 20170828

• Whole topic to be reviewed by business (not sent yet)
• To be sent to Audrey (validation Legal checklist control ...)
• IT control to be set up regarding keeping records and accounts that allow to segregate at any time -> see meeting setup for topic 30 ?
• Waiting for feedback from L. Bearzatto regarding OP describing how they obtain the participants consent to use their securities

[cchatelain]

STATUTS 20170904

• Feedback received from Audrey but AGA is taking over the drafting ?
• "IT" control: try to see with Operations -> Luigi ? He just came back from holiday today and we are still waiting on his feedback

[cchatelain]

STATUS 20170914

• Legal control pending (see with T24)
• "IT" controls to be discussed with QCA next week