colouring-cities / colouring-core

The Core Platform for the Colouring Cities Research Programme (CCRP)
https://colouringcities.org
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COLOURING CITIES RESEARCH PROGRAMME PROTOCOLS #690

Closed polly64 closed 11 months ago

polly64 commented 3 years ago

COLOURING CITIES RESEARCH PROGRAMME (CCRP) PROTOCOLS & LIVE MANUAL DRAFT Please note the Colouring Cities manual is now being edited at https://github.com/colouring-cities/manual/wiki

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SECTION 1: WHAT IS THE CCRP?

The Colouring Cities Research Programme (CCRP) is run at the Alan Turing Institute, the UK's National Institute of Data Science and Artificial Intelligence. Its aim is to improve the quality and sustainability of national stocks, in line with United Nations' New Urban Agenda goals, and to increase the sharing data across countries to better understand the stock as a dynamic system. The CCRP builds on open code development carried out on the Colouring London prototype at The Centre for Advanced Spatial Analysis, University College London between 2016 and 2020. The Initiative moved to the Alan Turing in 2020 to expand internationally through the CCRP.

The CCRP supports an international network of public research institutions interested in developing and managing open source, integrated Colouring Cities databases/knowledge exchange platforms based on the Colouring London prototype. These platforms are designed to provide comprehensive open spatial data at building and sub-building level on national buildings stocks- and data on their built and natural context. Data are designed to be made accessible to the public/diverse stakeholders involved in managing, conserving, adapting, designing, building, using and researching into the building stock, and to be shared across the CCRP network to support joint research including the development of simulation and forecasting models and the use of AI and machine learning to identify and help unpick patterns and problem .

The programme also offers a friendly, informal, creative, non-competitive and experimental space in which multidisciplinary research teams interested in meeting UN New Urban Agenda goals, and in open data and data ethics. can co-work on content and code. The CCRP currently involves academic departments from eight countries, bringing together expertise in open data, data ethics, data science, computer science and software engineering, artificial intelligence, machine learning, urban science, procedural modelling, physics, architectural history, environmental science, material science, conservation and heritage, housing, planning and architecture, crowdsourcing, community engagement, graphic design and colour. The programme promotes Alan Turing's belief that“The isolated man does not develop any intellectual power. It is necessary for him to be immersed in an environment of other[s]…The search for new techniques must be regarded as carried out by the human community as a whole, rather than by individuals.” Alan Turing. https://www.turing.ac.uk/blog/what-alan-turing-means-us

SECTION 2: WHAT ARE CCRP PLATFORMS DESIGNED TO DO? Colouring Cities platforms are designed to integrate data on stock composition, performance (environmental & socioeconomic), and dynamic behaviour. They use Colouring Cities open code developed at UCL and Turing for the Colouring London prototype and tailor this code to suit national requirements, Open code developed during this tailoring process is also made available through the CCRP GitHub site. Over 50 types of spatial data are collected. FAQ's on the Colouring London prototype content and set-up can be found here https://www.pages.colouring.london/.

Examples of questions of particular interest to the CCRP include: What kinds of buildings exist in cities - typology, age, use, size etc? How many of each are there and where are these located? Who built these? Which are the most energy efficient? How long do different types of building last and why and how can we help buildings adapt in a sustainable and resilient way? How useful can Colouring Cities platforms be in analysing and modelling stocks and/or in tracking performance, reducing energy and waste flows, targeting retrofit, and improving housing quality? What is the relationship of building form with socio-economic and environmental performance? How can longitudinal data also be collected and what can this tell us about survival, risk and vulnerability in stocks? Can platforms also double up as disaster management tool and how can we share learning of resilient reconstruction? Can common patterns be found across countries in relation to building form and deprivation, poor health and mortality? How similar or different are stocks across countries? How can we apply AI and machine learning approaches to captured data, to reveal patterns and problems unable to be seen before? Might universal spatiotemporal 'rules' of dynamic behaviour exist for stocks, and if so could these be used in new types of simulation model, for more accurate forecasting?

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SECTION 1: CCRP MEMBERSHIP

Colouring Cities Research Programme partners are publicly funded academic institutions testing. and co-working on. Colouring Cities' open code. These are identified by use the Colouring Cities logo, combined with their listing on the Alan Turing Institute website at https://www.turing.ac.uk/research/research-projects/colouring-london-and-colouring-cities-research-programme. Though Colouring Cities open code is available subject to terms of the open licence, this is the only use of the open code specifically endorsed by the Alan Turing Institute. A dedicated CCRP website, providing a portal to CCRP partner projects is also planned. The branded programme is important

CCRP partners are academic research institutions regulated by a country's national body for higher education. (e.g for the Alan Turing Institute see: https://www.gov.uk/government/publications/ukri-endorsement-employing-or-hosting-institutions-global-talent-visa/ukri-list-of-approved-research-organisations. CCRP research members must holds an institutional email to access CCRP bespoke resources, additional to Colouring Cities open code .

Academic institutions have been selected as CCRP hosts for the following reasons: They are:

  1. Are set up to advance knowledge/are research focused
  2. Are trusted, impartial public bodies
  3. Are permanent institutions able to plan for the long-term
  4. Understand the need for extensive development and testing over long periods to produce high quality research outputs
  5. Hold knowledge and expertise across a number of disciplines (from housing, geography, heritage, planning and architecture to software engineering, colour and graphic design)
  6. Must adhere to ethical standards and accreditation protocols overseen by national higher education authorities; (for example in UK the UK Research Integrity Office publishes a Check list for researchers which we follow, http://ukrio.org/publications/checklist-for-researchers/).
  7. Have infrastructure designed to support research initiatives - e.g. dedicated support relating to funding, ethics, partnership development, public engagement etc.

SECTION 1: CCRP MEMBERSHIP

Current CCRP partners developing Colouring platforms are as follows: Links to websites as they are set up will be able to be accessed here on the the platform's Colouring Cities' Menu page

DRAFT CCRP PROTOCOLS

Justification: Academic institutions have been selected as CCRP hosts for the following reasons: They are: set up to advance knowledge; research focused; impartial; understand the need for testing over long temporal periods, and for an incremental, trial and error approach; tcontain expertise often across a number of relevant fields; are permanent bodies; are able to plan for the long-term; must adhere to ethical standards and accreditation protocols overseen by national higher education authorities; (for example in UK the UK Research Integrity Office publishes a Check list for researchers which we follow, http://ukrio.org/publications/checklist-for-researchers/).

Justification: Colouring Cities programmes are designed to test a specific governance model designed to maximise quality and longevity, and minimise development and management costs through maximising stakeholder engagement and through integrating and testing a variety of methods to support data capture and verification and dissemination. Though the size of CCRP partner teams in each country will vary, in the UK a specific type of low-cost sustainable management/funding model is being tested. This is made up of:

  1. A core team ( minimum) incl. project lead with multidisciplinary experience + 1-2 software engineers (Core funded/funded through an academic research grant).
  2. Departmental/faculty hosting incl. support in the following areas: grant admin, grant applications, research management, comms, (Departmental overheads included in core grant) Department/faculty must feel it benefits from hosting platform in more than one way- e.g from new research collaborations, greater public engagement, access to previously unavailable datatypes, international partnership etc.)
  3. Research collaborations. Researchers within or outside the academic dept/faculty are encouraged to apply independently for grants able to enhance the Colouring Cities public resource whilst funding investigation into specific research questions. Researchers benefit from access to CC platforms for testing, help-in-kind for grants, team expertise, links with international group, CC platforms benefit from research collaborations, managed and fundraised for by others, able to enrich platforms,, and opportunities for co-authored academic papers.
  4. Collaborative maintenance partners (voluntarily adding, checking and applying data, and promoting public engagement at no cost to the platform): These include i) National government/local authority partners- Government benefits from free visualisation and integration and checking of local/regional/national datasets, provision of public resource disseminating information at minimal cost. CC platforms benefit from contribution of data, and from access to large-scale datasets.
    ii) National Institutions & 3rd sector - as above iii) Commercial sector - The commercial sector benefit from a free resource collating information relevance to the construction industry and to companies analysing and managing buildings in cities. CC platforms may be able to benefit from release of commercial data (held for example by mortgage, insurance and property data companies) as the sector realises that pooling at least some data on stocks, at the same time as other providers, will provide greater commercial opprtunities than not.
    iv) Community support networks. Communities (including residents, community groups and schools) can benefit from improve local areas, to challenge poor quality design, to better understand the local area in the context of the city and feel more empowered to support its sustainable development. CC platforms benefit from contribution of data, in expert knowledge of how well buildings work/quality, and from support in managing, verifying and updating specific datasets. v) The press.

Justification: Building attribute data will always be necessary in the analysis of cities and in housing, planning, energy and heritage policy, practice and research. It is inefficient to reinvent the wheel rather than to use

Justification: A common agreement is required between CCRP partners relating to the purpose of the programme, that being the facilitation of knowledge and data sharing on stocks across cities and countries. The ethical framework within which the programme operations also needs to be clearly defined in relation to a) urban sustainability goals, b) open data, c) built environment data, d) relevant human rights (as defined by the Declaration of Human Rights). This allows CCRP platform hosts, and platform users, to clearly understand, and explain, the purpose of platforms, and terms under which data are collected and released. A broader discussion of data of the classification and structuring of built environment data, whether open or not, is also required to maximise knowledge sharing and transparency whilst ensuring security and privacy of platform users and citizens.

Justification: CCRP is an open data research project which has been set up specifically to test tools that increase access to, and encourage sharing of free data and knowledge on building stocks. Open access with third party use is essential to ensure fairness of access, and to broaden audiences, applications and drive innovation.

Justification: Expert knowledge of the stock, and its physical form, is essential within the research programme. Computer science/engineering departments, for example, are extremely important collaborators, but not suitable as departmental hosts. Interest must be not be just in collecting data but also using/testing it as well within current and future research programmes. (Colouring London was previously based at the Centre for Advance Spatial Analysis within the Bartlett at UCL, and is now part of Turing's Urban Analytics Programme). Colouring Cities differs from other collaborative maintenance platforms such as Wikipedia and OpenStreetMap in this way.

PROTOCOL 6. Multidisciplinary Teams Protocol: Colouring Cities' academic teams commit to being multidisciplinary, led by those with experience or a deep interest in knowledge exchange across sectors and disciplines, across the science, the humanities and the arts. Recognition of expert knowledge held by citizens and the independent voluntary sector (including in historic environment and community planning organisations where building reuse, repair, resource conservation and lifespan extension have long been advocated), as well as by experts in the construction industry, government and academia is also critical.

Justification: The research programme is designed to test the value of multidisciplinary tools in sustainable stocks research, and of knowledge exchange across subjects, sectors and fields. Multidisciplinary team leaders are also needed to prevent focus being placed on the interests of a single sector/group, and to advance a whole-of-society approach to data capture, enrichment, release and analysis.

Justification: Central to all CCRP work is a recognition of the importance of thoughtful and considerate treatment of others, of their ideas and comments, of their data contributions, and their homes/buildings (about which data are collected), and an understanding that many types of expert knowledge are needed to understand and describe the composition stocks and their dynamic behaviour, and to measure their socio-economic and environmental performance.

Essential (to be discussed)

Justification: Colouring Cities has been set up on GitHub to allow any individual, or organisation, including any academic institutions, to fork Colouring London's open code and reproduce the platform under the terms of the GNP licence. This simply requires them to allow others to use the code and to credit originators properly. The CCRP has been set up to, through a dedicated, branded branded academic research programme, to test the prototype for research purposes, and to promote public engagement in the urban sustainability agenda. The Colouring London prototype has been developed over a six year period and has involved thousands of hours of research, consultation and testing and in put for many organisations and individuals.

Justification: Colouring Cities branding is tightly controlled to maintain programme quality and to maximise trust in the CCRP. This is essential for its long-term success and is required to ensure that data are handled by platforms, and known to be handled, to the highest standards. It also helps those using Colouring Cities platforms to understand exactly what their purpose is, and how they are being managed in an ethical and sustainable way.

Justification: This is a collaborative research programme and we need to ensure accreditation of Turing as the lead organisation as well as the contributions of partners involved in the CCRP.

SETS OF ETHICAL PRINCIPLES/DEFINITIONS COLOURING LONDON/COLOURING CITIES PLATFORM ARE CHECKED AGAINST:

  1. GENERAL DATA PROTECTION REGULATION (GDPR) Subject area: Personal data Oversight: (UK) The Information Commissioner's Office (ICO) Link: https://ico.org.uk/for-organisations/guide-to-data-protection/guide-to-the-general-data-protection-regulation-gdpr/principles/ Colouring London is required to meet GDPR requirements with regard to personal data on individuals. GDPR principles are also applied to building attribute data collected, particularly in relation to people's homes. Great care is needed when handing domestic data, with domestic properties also making up over 92% of all properties in the UK. GDPR data principles relate to:

    • Lawfulness
    • Fairness
    • Transparency
    • Purpose limitation
    • Data minimisation
    • Accuracy
    • Storage limitation
    • Integrity
    • Confidentiality (security)
    • Accountability,
  2. ODI's DATA PRINCIPLES Subject area: Open data and personal data Oversight: The Open Data Institute Link: https://theodi.org/article/openness-principles-for-organisations-handling-personal-data/. The ODI's questions relating to personal data, needing to be answered by Colouring Cities platforms using the ODI's data ethics canvas https://theodi.org/article/the-data-ethics-canvas-2021/are as follows:

    • What are we collecting?
    • How are we using it?
    • How are we sharing it?
    • How are we securing it?
    • How are we making decisions about it?
    • How are we accountable?
    • How can users influence use?
    • How can we make analysis/outputs accessible (Answers to be made publicly available on the Data Ethics Menu page)
  3. ODI's DATA INFRASTRUCTURE PRINCIPLES) Subject area: Open data and data infrastructure Oversight: The Open Data Institute Link: https://theodi.org/article/principles-for-strengthening-our-data-infrastructure/ The ODI's data infrastructure principles are:

    • Design for Open
    • Build with the web
    • Respect privacy
    • Benefit everyone
    • Think big but start small
    • Design to adapt
    • Encourage open innovation
  4. THE OPEN DATA CHARTER Subject area: Open data/Open Knowledge Oversight: The Open Data Charter Link: https://opendatacharter.net/principles/ Principles of openness promoted by the CCRP:

    • Open by default
    • Timely and comprehensive
    • Accessible and useable
    • Comparable and Interoperable
    • For improved governance and citizen engagement
    • For inclusive development and innovation
  5. OPEN KNOWLEDGE FOUNDATION'S (OKF) OPEN DEFINITION 2.1 Subject area: Open Knowledge Oversight: The Open Knowledge Foundation Link: https://opendefinition.org/od/2.1/en/ The CCRP promotes open knowledge: The OKF defines knowledge as 'open if anyone is free to access, use, modify, and share it — subject, at most, to measures that preserve provenance and openness'.

  6. GEMINI PRINCIPLES Subject area: Building environment information systems/data & data ethics Oversight: **The Centre for Digital Britain (University of Cambridge): Link: https://www.cdbb.cam.ac.uk/DFTG/GeminiPrinciples. The CCRP looks to advance the Gemini Principles, developed by the Centre for Digital Britain at the University of Cambridge (2019) to provide a 'conscience' for the framework for information management systems on the built environment/infrastructure, and for national digital twins, and to ensure these remain focused on the public good. These relate to:

    • Public good
    • Value creation
    • Insight
    • Security
    • Openness
    • Quality
    • Federation
    • Curation
    • Evolution gemini principles
  7. THE LOCUS CHARTER Subject area: Geospatial data Oversight: Formed through collaboration between the Benchmark initiative (Ordnance Survey and Omidyar Network) and the American geographical Society's EthicalGeo program' ** https://ethicalgeo.org/wp-content/uploads/2021/03/Locus_Charter_March21.pdf

  8. FAIR GUIDING PRINCIPLES for scientific data management and stewardship’ https://www.go-fair.org/how-to-go-fair/ Findability, accessibility, Interoperability, Reuseability Focuses on metadata . (section currently being edited).

  9. THE NEW URBAN AGENDA Subject area: Sustainable development of Cities and Communities Link: https://www.un.org/sustainabledevelopment/blog/2016/10/newurbanagenda/ and https://habitat3.org/the-new-urban-agenda/ The NUA addresses issues relating to the 11th United Nations Sustainable Development Goal - 'Cities and Communities'. It was produced to drive global commitment to the goal of sustainable, inclusive, healthy and resilient cities and stocks. The CCRP looks to support the United Nation's New Urban Agenda's main principles:

    • Provide basic services for all citizens (e.g. housing, water, sanitation, food healthcare, education, culture,communication technologies.
    • Ensure that all citizens have access to equal opportunities and face no discrimination
    • Promote measures that support cleaner cities (air pollution, greenspaces, renewage energy/transport)
    • Strengthen resilience in cities to reduce the risk and the impact of disasters (better urban planning, quality infrastructure and improving local responses).
    • Take action to address climate change by reducing cities' greenhouse gas emissions
    • Fully respect the rights of refugees, migrants and internally displaced persons regardless of their migration status
    • Improve connectivity and support innovative and green initiatives (including supporting cross sector partnerships)
    • Promote safe, accessible and green public spaces
  10. THE UNIVERSAL DECLARATION OF HUMAN RIGHTS Subject area: Human rights Oversight: The United Nations Link: https://www.un.org/en/about-us/universal-declaration-of-human-rights The CCRP look to support the following articles in particular (of 30 Articles):

    • Article 1: All human beings are born free and equal in dignity and rights. They are endowed with reason and conscience and should act towards one another in a spirit of brotherhood.
    • Article 2: Everyone is entitled to all the rights and freedoms set forth in this Declaration, without distinction of any kind, such as race, colour, sex, language, religion, political or other opinion, national or social origin, property, birth or other status. Furthermore, no distinction shall be made on the basis of the political, jurisdictional or international status of the country or territory to which a person belongs, whether it be independent, trust, non-self-governing or under any other limitation of sovereignty.
    • Article 3: Everyone has the right to life, liberty and security of person.
    • Article 12: No one shall be subjected to arbitrary interference with his privacy, family, home or correspondence, nor to attacks upon his honour and reputation. Everyone has the right to the protection of the law against such interference or attacks
    • Article 19: Everyone has the right to freedom of opinion and expression; this right includes freedom to hold opinions without interference and to seek, receive and impart information and ideas through any media and regardless of frontiers. (Note: Such speech must also respect other UDHR Articles).
    • Article 21. Everyone has the right to take part in the government of his country, directly or through freely chosen representatives. Everyone has the right of equal access to public service in his country.
    • Article 25: Everyone has the right to a standard of living adequate for the health and well-being of himself and of his family, including food, clothing, housing and medical care and necessary social services, and the right to security in the event of unemployment, sickness, disability, widowhood, old age or other lack of livelihood in circumstances beyond his control.
    • Article 27: Everyone has the right freely to participate in the cultural life of the community, to enjoy the arts and to share in scientific advancement and its benefits. Everyone has the right to the protection of the moral and material interests resulting from any scientific, literary or artistic production of which he is the author.

Add info on Turing Way

Ismael-KG commented 3 years ago

Hi @polly64 - just two comments from me!

Firstly, regarding The Turing Way. The main reason I brought them up is their community's expertise in (i) licensing (which we discussed a few weeks ago), (ii) and community management (mostly, their approach to developing a code of conduct.

On (i) licensing, @matkoniecz was very clear earlier this month and mitigated any concern I might have had! Regarding (ii) codes of conduct, I had was unaware (or had forgotten) the one you already have and which you mention under PROTOCOL 7. My only doubt with your code of conduct is the escalation to dataprotection@turing.ac.uk. I don't have a precise alternative but it is probably one we should work on.

Secondly, on PROTOCOL 1, you provide an inclusion criteria for potential partners (i.e.: they must be "set up to advance knowledge for the public good" and so on). However, other than "[must adhere to] accreditation protocols overseen by national higher education authorities, [and] are permanent bodies," I can't imagine many organisations saying they don't meet the criteria. This might very well be intentional, but I just wonder if exclusion criteria should also be included (e.g.: organisations that do x, y and z will not be considered for partnership).

Also, I really like the example of the approach in the UK under PROTOCOL 2. As the project grows and international teams figure out their own models, it would be great to see how they've all developed to provide more models for potential partners (and then have a huge, cross-cultural analysis of research groups in about thirty years time, haha).

polly64 commented 3 years ago

Hi @Ismael-KG thanks for this . The Turing Way code of conduct great (FYI Turing REG are now involved from Jan 2022). Copying in @tomalrussell and @matkoniecz so we can look at discussing/integrating these.
Agree Let's discuss the dataprotection issue next time, we put this in as a temporary measure while further discussions took place re Protocol i , i think i will just clarify now

polly64 commented 11 months ago

see CCRP manual