Customer Management & KYC

dayton-outar commented 1 year ago

A progressive approach should be used in asking customers for information. Since EU has implemented Data Protection Act, a number of other regions have been following this trend. So, for functions (or features) that don't require KYC, the application need not demand a lot of PII (Personal Identifiable Information).

When transactions are done, then at that point more information could be demanded to state source of funds to keep aligned with regulations.

manage-customers-1 Keeping track of user activities and presenting it to a CSR

manage-customers-2 CSR may also want to see associated accounts

manage-customers-3 CSR should get as much information as is needed to assure customer

These ideas may have to be reviewed since some information could be used in part of lead sheets for scamming. How can this be avoided?

Now some registration documents should be attached, which includes one for registering for IPO. In an efficient system, customer should not have to restate information already presented.

GK.Capital.Management.Ltd.Registration.pdf

Wigton.IPO.Application.Form.pdf

dayton-outar commented 1 year ago

Citizenship and Nationality is taken by some brokers.

nationality country citizenship