November 22 2022 - FINOS Regulation Innovation - FINRA Review and Feedback Session

[mcleo-d]

FINOS Regulation Innovation - FINRA Review and Feedback Session

Date

November 22 2022 - 12pm EST / 5pm GMT

Untracked attendees

• Fullname, Affiliation, (optional) GitHub username
• ...

Meeting notices

• FINOS Project leads are responsible for observing the FINOS guidelines for running project meetings. Project maintainers can find additional resources in the FINOS Maintainers Cheatsheet.

• All participants in FINOS project meetings are subject to the LF Antitrust Policy, the FINOS Community Code of Conduct and all other FINOS policies.

• FINOS meetings involve participation by industry competitors, and it is the intention of FINOS and the Linux Foundation to conduct all of its activities in accordance with applicable antitrust and competition laws. It is therefore extremely important that attendees adhere to meeting agendas, and be aware of, and not participate in, any activities that are prohibited under applicable US state, federal or foreign antitrust and competition laws. Please contact legal@finos.org with any questions.

• FINOS project meetings may be recorded for use solely by the FINOS team for administration purposes. In very limited instances, and with explicit approval, recordings may be made more widely available.

Agenda

• [ ] Convene & roll call (5mins)
• [ ] Display FINOS Antitrust Policy summary slide
• [ ] Review Meeting Notices (see above)
• [ ] FINRA Machine-Readable Rulebook Initiative
  • Project Background – FINRA’s Journey to Launching its Machine-Readable Rulebook Initiative (5 minutes)
  • Key Features of the Initiative (15 minutes)
  • Development of a regulatory taxonomy
  • FINRA Rulebook Search Tool™ (FIRST™)
  • Integration of rulebook content via Application Programming Interface (API)
  • Special Notice – FINRA Requests Comment on Its Machine-Readable Rulebook Initiative (5 minutes)
  • Q&A and Feedback Session (35 minutes)
• [ ] AOB, Q&A & Adjourn (5mins)

WebEx info

• Meeting link: https://finos.webex.com/finos/j.php?MTID=m465a71765c8b42d1f4dc986b95d5e9b0
• Meeting number: 2554 676 0896
• Password: JMr5Q32qu33
• More ways to join:
  • Join by video system: Dial 1279881411@finos.webex.com. You can also dial 173.243.2.68 and enter your meeting number.
  • Join by phone: +1-415-655-0003 US Toll | +44-20319-88141 UK Toll | Access code: 127 759 5114

[mcleo-d]

Hello 👋🏻

[minesh-s-patel]

Hi 👋

[alexk2021]

Hello

[sndpkumar14]

Hello

[RichardWagener365]

Hi

[jgavronsky]

Jane @ FINOS here

[eteridvalishvili]

Eteri @ FINOS

[analog101]

hi

[analog101]

(Steve Marshall)

[stephengoldbaum]

Stephen Goldbaum @ Morgan Stanley

[anelledavis]

Ashley Nelle-Davis @ Data Foundation