Closed michaelchampion closed 10 months ago
Thanks for opening this issue, Michael, I was about to. This is a difficult topic, but I'd encourage the AB to listen carefully to Robin's concerns. I also suspect that if we can clearly articulate what the intended use of the document is, it might be easier to get broader participation.
To extend the issue just a bit -- once we understand the intended use, we will then need to assure that how it was created is appropriate to that use.
Saying that an AB document represents consensus isn't workable -- the most it can do is represent what the AB thinks. While the AB has consulted across many folks, the decisionmaking process is firmly in the hands of the AB; there's no mechanism to appeal decisions about it (and if there were, I suspect Robin would avail himself of it).
As a result, the document is effectively capturing what a set of long-time "insider" W3C participants think, not a community consensus. Yes, the AB could take it to the AC for ratification. That's not a substitute for a legitimate consensus process during the document's formation.
I can see two alternative paths forward for this work:
Personally, I think we need (2), and I think we need it yesterday.
That AB document does represent consensus of the AB - painfully so - and much of what you're seeing is a reaction to the suggestion that it is not a worthwhile effort, and should simply be thrown out and replaced by one person's work.
If you want to propose a Working Group, be my guest. I would point out that it isn't "re-scoping the Vision document", it would be "establish a Working Group to build consensus from the ground up on the Vision of the W3C, the principles by which it should operate, and some rule of rules to be binding on decisionmaking" (which sounds painfully like it would have to be embedded in the Process as well) - and it would need to start with a blank slate. I will put it mildly - I have concerns about the productivity of such a group, and I think it would be a mistake to start over. Getting real engagement and real work on building consensus, not just writing text, has been the hardest part of the AB Vision effort thus far.
I would say that I would expect the same credence paid to the AB's work as the TAG's Ethical Web Principles and Design Principles - not binding, perhaps, but pretty strong guidance. (And if you believe the EWP is binding, explain why, as it is not "consensus" either.) To Mike's point, I think these documents need to be pulled together so that we at least have a guide; making anything binding on decision-making at this point in the W3C's evolution is going to be a gargantuan effort.
I'm concerned by the characterization that the Vision is "what a set of long-time "insider" W3C participants think, not a community consensus" and "there is no mechanism to appeal decisions about [the Vision document]" - because while technically that's true (the AB has not even published this as a Note), we have not been ignoring feedback and input. Robin offered input, responded once, and then went silent on his own principle. You make it sound like Robin has been ignored systematically - this is not the case. We've been trying to agree on basic principles prior to detailing how we expect the organization to enforce those principles.
I agree that the Vision needs to be turned into actionable tactics for the W3C. I disagree that that step comes before even agreeing to the basic principles.
To answer Mike's questions:
(Merging with https://github.com/w3ctag/ethical-web-principles/issues/54 to try to help make this saner.)
Robin offered input, responded once, and then went silent on his own principle.
Chris, it would help a lot if you tried to present facts in a manner more conducive to making progress towards some common ground. The topic at hand is the general approach to how to do values & vision, which is specifically called out as a key motivating factor in the PR: "this PR seeks to do two things: 1) to experiment with a longer format" all the way to "I am eager to hear what your take on this is." I specifically broke out the PR in a separate file because it's an experiment, to make it easier for the AB to evaluate it as such.
The whole of the feedback from the whole of the AB on this is David's "I think we're going to have enormous fun taking grand statements of high principles, in a Vision document, and working out what they mean in detail and practice." Hey, I agree, and I like the sentiment, but can we agree that that's not a lot to go on?
Looking more specifically at the interactions on the issue over time, there was a first short discussion in April 2021 which I participated in and that ended with David talking about drafting something, which seems like a satisfactory direction to me. Then there's a flurry of further comments fourteen months later in August 2022, and not about the issue at hand. Again, I'm not trying to blame the AB or anyone, we all get busy. I'll be the first to admit that I dropped the ball in August — life happened, I was distracted with interviewing for new jobs and death in the family, and I expect that life happens just as much to others. What I'm getting at here is that, however, I don't think that it's accurate to represent the current doc as supported by the intensive work of a vibrant community. I also don't think that it's accurate to represent that my input is being seriously considered when the entirety of the feedback is that it would be fun to do, and then going entirely dark on the question.
Again, to repeat the point because I would very much like to get past the wall of defensiveness here: no matter how much consensus there is inside the AB, and no matter how painful that was to achieve (which I totally, totally believe and sympathise with), that does not mean that the document is supported by broad consensus in the community that gives it some kind of protected status. Revisiting the approach is legitimate. Does the doc have more consensus than a proposal I wrote yesterday? I would hope so? Is it useful to compare the consensus of 3-4 people here and 9-10 people there? I really don't think so.
Mark rightly points at the issue of legitimacy. I think that's the absolutely core issue. It's a key part that my proposal tries to address by grounding our values in a process we already have, that has stood the test of time, that has been developed by a huge community — and seeing how we can use that as a platform to build more of that. It's entirely possible that my proposal isn't the right one or is a bad implementation even if it's the right one, but it's at least a constructive and I believe credible attempt to get at this.
I don't want to go twenty rounds discussing whether the AB should have processed my input this or that way; I only brought that up to explain that I don't think it's fair or justified to claim that the process has been diligent. Bygones, etc. I don't care.
But can we please, please move to a constructive place where we agree that it's not hostile or disrespectful or insulting to think that the current approach needs rethinking in order to get a legitimate outcome? I'd be happy to put energy into helping corral public discussion, but that's going to be a lot less pleasant if the AB doesn't agree that we can make significant change along the way.
@mnot wrote:
- The Vision document is explicitly an AB document that reflects what the AB thinks, and thus is only advisory in nature; it has no normative impact on how decisions are made at the W3C.
- The Vision document is re-scoped to a consensus document, ideally homed in a WG. Not a CG, Task Force, or other informal body. It is explicitly scoped to be binding on decisionmaking (and one of the complexities is how that happens, of course).
I'm retired from the Process CG and AB, but as I understand it the AB plans to propose elevating the Vision document to W3C Statement Status https://www.w3.org/2021/Process-20211102/#memo once it is stable, widely reviewed, FOs processed, and the AC approves. That's exactly what a WG would have to do. So, the AB Vision would be as much of a "consensus document" as any Recommendation.
I agree the document needs some work to be "scoped to be binding on decision making"
I'm retired from the Process CG and AB, but as I understand it the AB plans to propose elevating the Vision document to W3C Statement Status https://www.w3.org/2021/Process-20211102/#memo once it is stable, widely reviewed, FOs processed, and the AC approves. That's exactly what a WG would have to do. So, the AB Vision would be as much of a "consensus document" as any Recommendation.
Exactly.
The first step along that path would be to publish it as a Note, which we should do soon. Reasons it has not happened yet include:
At the risk of irritating all parties to this discussion:
I like your "irritate everyone" approach Mike, thanks for putting that together. (I'm not irritated though.) One thing I want to insist on and get out of the way: I did not "start from scratch in my own repo," I put together an illustration of what I think a more robust & usable approach would be because just describing it was clearly not getting across.
Just a few quick points:
I would like to encourage us all to focus on making the vision document unassailably legitimate. This will be even more irritating, but I think that requires:
Is this work and pain? Yup. Is it irritating? Almost certainly. But we can't just ship a vision document that is produced in a manner that contradicts what it's saying. I realise that this offers nothing more than further blood, toil, tears, and sweat. I hope that we can be swift; I'm adamant that we can't be insular.
there needs to be a clear value proposition that shifting the direction of that document will produce real-world change in how the W3C and the Web work.
Right. My involvement with the Vision work as a retirement hobby starting around TPAC 2020 started from a sense that W3C was at another inflection point: In its first few years, It really DID help "lead the web to its full potential" by defining the open web platform (HTML, CSS, DOM, the "web apps" APIs) and did a pretty good job of ensuring they were accessible and internationalized. Then it was fairly successful for another 10-15 years focusing on making the implementations of the web platform truly interoperable. But now it needs to pivot again: is clear that the web enables fraud, abuse of personal information, and misinformation as well as enabling commerce, facilitating communication, and sharing knowledge . Can W3C really do anything about that? I'm not sure, but the first step is to acknowledge the problem, resolve to re-focus on the integrity and not just raw functionality of the web platform, and implement that resolve in the actual operation W3C's standards and advocacy work.
To be blunt, I'm not AT ALL sure W3C can pivot to become a referee of the web's integrity rather than a cheerleader for web technology, a technocracy for incrementally improving it, and perpetually seeking the "next big thing" that will attract and retain paying members. I have SOME hope that strong and clear vision of the principles that would guide chartering, reviewing, and communicating about web platform standards can help. I'm not happy about the changes to the draft vision document the AB has made trying to make it more less "annoying" to the broader W3C community. But holding workshops, inventing WG-like groups to take responsibilities away from the AB/TAG, worrying about abstract governance philosophy, etc. seem more like bikeshedding https://en.wikipedia.org/wiki/Law_of_triviality than getting on with the hard work and figuring out what principles (e.g. privacy) are worth fighting for.
As for legitimacy, I suggest focusing more about the beneficial consequences https://plato.stanford.edu/entries/legitimacy/#BenCon of a coherent, operational Vision than the process of creating it. Strong consensus (everyone in the community can live with it) is not likely; there is no Director to appeal to to resolve objections. W3C has (or hopefully will soon have) a Director-free process that can plausibly get "W3C consensus" on a Vision, that that will work roughly the same whether it is an AB statement, a WG Recommendation, or some new process. So their relative "legitimacy" doesn't seem worth arguing about. But what ULTIMATELY gives the Vision legitimacy are the benefits to the organization, the web, and the larger society from adopting and acting on vision/values as soon as possible.
So let's resolve to file substantive issues to improve the current draft's guidance to spec developers, reviewers, and advocates.
I totally agree that W3C needs to pivot; what I believe it needs to pivot to is governance. Governance (of automated human/computer systems at planetary scale) is the biggest unsolved problem in tech. The majority of our more pressing problems boil down to the fact that we've built a world in which might makes right, in which collective action is near impossible, etc.
The W3C needs to decide if it's just standardising the Web SDK, or if it own stewardship of the Web. If it's the former, then governance doesn't matter much, but we also don't need a document that says our SDK is "for all humankind." That's kinda weird for an SDK. I think we (and many in the the wider community) largely want the latter. I also think that a strong, credible story about governance for the Web — not just that we are pivoting to it but that we have a treasure trove of experience with how to go about it (as offered by horizontal review) is a powerful hook to get funding.
Setting up the Board, updating the Process on a cadence, going Director-free — all these things are headed in the same direction. This doc should be part of that.
But we can't pivot to the thing without doing the thing. I can be convinced that we might not have to do all the things I listed, but not that a small coterie of insiders are legitimate in setting the vision for the web. We just aren't. I can't pretend that we are.
I'm repeating myself, but the key feature of the approach I have repeatedly advocated is that it relies on building from the massive successful investment in practical values that we already have as developed by the whole community. The specifics of the text don't matter; what matters in that approach is that we can establish the most lightweight frame possible with which to enshrine the outstanding work of the community, work that is supported by extensive consensus and that impacts real standards work every day. And having done that, we can use the existing process to keep iterating.
The W3C needs to decide if it's just standardising the Web SDK, or if it own stewardship of the Web. ... I think we (and many in the the wider community) largely want the latter
I think we've reached the heart of the matter here: I originally saw agreement in the community as the first step toward W3C becoming an effective steward of the web, and the Vision is the vehicle for getting internal consensus to make that pivot. You apparently think there is much agreement already on the stewardship mission and it's time to get on with the specifics of a governance system.
The TAG thread discussion and your proposal that spun out of it did convince me that the Vision needs to be less abstract and exhortative, and offer concrete, practical guidance to steer charters and PR transition reviews toward stewardship. Yes, we can do a better job of building a critical mass of support for a stewardship mission by being specific about what the values we are promoting and how W3C standards work can help.
Governance (of automated human/computer systems at planetary scale) is the biggest unsolved problem in tech. The majority of our more pressing problems boil down to the fact that we've built a world in which might makes right, in which collective action is near impossible, etc.
Woo... I think the best we can do for now is to harness W3C's collective brainpower and connections to actual product and policy makers to wrestle with the larger (possibly unsolveable) problem while doing what we can to nudge the web in a better direction. But again, that starts by getting a critical mass of the web/W3C community to accept the negative consequences of the web and the need for a stewardship mission. From what I can tell from this repo, e.g. https://github.com/w3c/AB-public/issues/22 and https://github.com/w3c/AB-public/issues/14 which continues https://github.com/WebStandardsFuture/Vision/issues/12 ), that is still controversial.
I hope we can close those issues (and this one) with an acknowledgement of the web's serious problems and a consensus to pivot W3C's mission toward addressing them. In other words, to craft a Vision that is NOT a "document that says our SDK is for all humankind" but an acknowledgement W3C needs to move beyond 1990s techno-utopianism and adapt its culture and processes to both improve the web's technology and address its adverse consequences. The more specific and concrete the vision, values, and criteria for improvement are, the better the Vision will be.
I am actually fairly lost in what Robin and Mark see as problems here, and I think there may be misconceptions.
For example, I'm not even sure whether the concerns are about the content of the document, or the way it's being developed.
If it's the content about the vision for the web, which of the following would more closely capture the concern?
If it's that the document mixes a vision for the web with a vision for the w3c, that's already been noted, and also that the two do have overlap or intersection.
If it's about the process of development, I think there is a fundamental misconception here and I don't know how it arose. Mark says, above "Saying that an AB document represents consensus isn't workable -- the most it can do is represent what the AB thinks." There's an assumption in here that it is an AB-owned document. On the contrary, the AB (among other things)
So, the AB listened (e.g., on the values point, to an ex-AB member, Mike here), and took the initiative, got text written, brought it repeatedly to the membership explicitly asking for input, supplied an editor, and have curated the process of consensus. That the AB took the initiative is not something to complain about, but applaud. It would not have happened otherwise.
Complaining that proposed edits didn't simply get accepted side-steps the question of whether the proposed edits got consensus. After some years work, getting consensus that something is an improvement isn't always easy (I've had to work at it).
Complaining that it represents itself as a consensus document is also missing the point: that's the target, and that's how it's being developed, but it's not done. The AB started this and sees this as a document the community needs. No, it's not "done", and the AB has not yet asked to get more formal community buy-in for this. I think the plan there is to make it into a Note and then take it through the Statement process to get consensus.
If the vision is fine as it is, but we have not yet done the next level of work, to work out how it becomes actionable, how our processes and actions will be modified to take it into account – make a suggestion. Please don't reject it because it's lacking something – supply that something. Likewise, I have a concern that we don't have enough 'specific features' or 'new things' in there, and that in some sense it's a 'mitigate harms' vision which could be seen as addressing a negative rather than proposing a positive; perhaps these could be addressed (e.g. by the TAG?).
In summary, I strongly agree that we, the W3C community, do need a new sense of vision for the future, and I think that the AB and the many contributors here have worked on it for and with the community, and we should be thanking them and helping.
Chris,
That AB document does represent consensus of the AB - painfully so
Of course. My point is that the AB's consensus -- even if ratified by an AC vote -- is not a great reflection of community consensus, especially on a document that's so foundational. Yes, I understand that you've asked for feedback and consulted with various folks -- however, it's a document that reflects what the AB thinks about that, not one that the community has significant ownership of.
This happens sometimes in the IETF; the IAB comes up with a document purporting to reflect the consensus of the community, and are firmly reminded that there's a process for that and exactly one way to do it. However, they're more than welcome to write documents reflecting what the IAB feels (often after consulting with the broader community).
I would say that I would expect the same credence paid to the AB's work as the TAG's Ethical Web Principles and Design Principles - not binding, perhaps, but pretty strong guidance. (And if you believe the EWP is binding, explain why, as it is not "consensus" either.) To Mike's point, I think these documents need to be pulled together so that we at least have a guide; making anything binding on decision-making at this point in the W3C's evolution is going to be a gargantuan effort.
So it sounds like your intention is path (1) above -- the document is advisory / persuasive, not binding, and it reflects AB consensus, not community consensus. I agree this is a pragmatic path forward to getting something out without a massive delay (and likely much gnashing of teeth), if we acknowledge its limits.
However, it's not clear that that's what's happening; Mike seems to have the impression that it's going to be a Statement, which is more like path (2). I think turning this document into a Statement at some point in the future after some community review process that's more than waving it by the AC might be a good step, but that's not going to happen anytime soon.
I'm concerned by the characterization that the Vision is "what a set of long-time "insider" W3C participants think, not a community consensus" and "there is no mechanism to appeal decisions about [the Vision document]" - because while technically that's true (the AB has not even published this as a Note), we have not been ignoring feedback and input.
There's a huge gulf between "we take feedback and input" and "we followed a process with broad stakeholder involvment, oversight, appeals mechanisms, transparency, and consequences for abuse of power." I would think that folks had seen enough of the former approach in recent times.
Robin offered input, responded once, and then went silent on his own principle. You make it sound like Robin has been ignored systematically - this is not the case. We've been trying to agree on basic principles prior to detailing how we expect the organization to enforce those principles.
How Robin interacts with the AB is not my primary concern on this issue; I suspect the AB and Robin need to work that out separately. I'm concerned with what happens when this document is relied upon to support a contentious decision, and stakeholders come away feeling that it doesn't represent them, and that it couldn't have because of how it was created.
Since Robin mentioned the Board -- this is not wearing my Board hat; at this point I believe that while some aspects of this might have impact on the Team, they're operational.
@michaelchampion said:
I think we've reached the heart of the matter here: I originally saw agreement in the community as the first step toward W3C becoming an effective steward of the web, and the Vision is the vehicle for getting internal consensus to make that pivot. You apparently think there is much agreement already on the stewardship mission and it's time to get on with the specifics of a governance system.
I like this framing, Mike, thanks. I would suggest taking it one step further: I don't think that we can produce or prove agreement on either the stewardship mission or the specifics of governance without driving that work in a manner that aligns with what the stewardship itself entails. Irrespective of the level of consensus in the AB, this has to come from and be made by the community.
@dwsinger wrote:
For example, I'm not even sure whether the concerns are about the content of the document, or the way it's being developed.
A key point is that these two cannot be separated, or at least cannot be separated given the intended values. One way to understand the double concern is in terms of input and output legitimacy:
My suggestion — and again, it is only a suggestion, which I've been trying to explain in several ways — is that we can make a different trade-off. Instead of starting from scratch and listing all the values we could aspire to, we start from what we already have: a foundation of detailed, concrete values documents that already enjoys both kinds of legitimacy, a tried and true method to enforce them, and a process to produce more. I suggest that we then give that existing foundation a lightweight frame to enshrine it as such, and possibly list the areas that it doesn't cover which we would like to see some work on (and this could use the AB's doc as input).
@darobin said:
we start from what we already have: a foundation of detailed, concrete values documents that already enjoys both kinds of legitimacy, a tried and true method to enforce them, and a process to produce more.
As I understand the situation, there is no "foundation of detailed, concrete values documents" at W3C. W3C was guided by Tim Berners-Lee's values and vision for a worldwide web in the early years. It wasn't written down AFAIK, but the Team and other participants developed a reasonably clear shared understanding of the fundamental values as they applied to web technology.
The problem is, the web's technology and business models have evolved rapidly, as Tim disengaged. The AB, as I understand it, is trying to make the shared values more explicit, and (one can hope) specific enough to guide tradeoffs among between traditional values like "free", "private", "secure" and emerging values such as "sustainable".
I see the AB leading a community effort to do more or less what you are suggesting. Have they missed some concrete values documents to normatively reference? Have they missed some values they should reference? Have they invented some that aren't real W3C community values? If so, this is an open GitHub repo, anyone in the "community" can file issues or PRs.
@mnot wrote:
This happens sometimes in the IETF; the IAB comes up with a document purporting to reflect the consensus of the community, and are firmly reminded that there's a process for that and exactly one way to do it.
Could you point us to the IETF community's "exactly one way to do it" community consensus process? And maybe examples of it working well for a "human" matter like values / vision as opposed to a "technical" protocol standard?
(Guessing here) the IETF uses RFCs for a lot of things; and moving a document from I-D to RFC is well known.
We have group drafts (working documents), group Notes (group consensus) and W3C statements (W3C Consensus). I think we are or are planning to follow that route.
@michaelchampion wrote:
As I understand the situation, there is no "foundation of detailed, concrete values documents" at W3C. W3C was guided by Tim Berners-Lee's values and vision for a worldwide web in the early years. It wasn't written down AFAIK, but the Team and other participants developed a reasonably clear shared understanding of the fundamental values as they applied to web technology.
On this point I disagree. We have a wealth of documents in our horizontal review activities telling us in very actionable detail what it means that There is one interoperable world-wide Web
(TAG), what it is to be safe for its users
(TAG, WebAppSec, PING), what for all humanity
looks like (I18N, A11Y). These do exactly the work that has repeatedly been mentioned as what we expect from the vision doc: they provide extremely valuable support for contentious discussions and they actively guide where the Web is going next, at least for the areas they cover. They generally benefit from a high degree of legitimacy. They are also enforced, which is the only thing that makes values anything other than words. And we have a process to make more. Are they perfect? No. Is it messy? Yes. Do they cover everything we'd like to cover? Not nearly enough. But they exist!
That's why I'm advocating a different path:
Is this perfect? No, and it's just a suggestion. But it does have some benefits:
Since the TAG is an elected body, same as the AB, how is any document they produce more "consensus" validated than what the AB could produce?
I think @darobin is on to something with enshrining W3C's horizontal review areas as a starting point. There are now CGs looking into how to approach horizontal review or at least self-review for sustainability and equity. I'm sure there are others as well. W3C has not succeeded in some areas internally, like actual global reach, but that gets to internal facing values vs external facing values.
I also agree that it is a good idea to get this document in shape to be statement-track.
Agree that values in the Vision document should align with current horizontal review areas. Are there any not mentioned in the Vision?
The more interesting question is how new horizontal review criteria get added. CGs can incubate criteria that could be used in wide review. But who decides, for example whether "sustainability" is a core W3C value that MUST be respected in Recommendations? Or whether the TAG Ethical Web Principles is just the TAG's opinion or whether it is a W3C value statement? Having a Statement referencing that Value approved by the AC (and that survives the formal objection process) seems appropriate.
And that, Mike, was precisely why we wrote the Vision starting where we did; because we needed to agree on WHAT the values and principles were, before we detailed how they would be enforced. Indeed, we specifically focused on privacy, security, internationalization, equity, accessibility, and more. Those things DO align with HR groups, on purpose; and the strategic structure of that is the next step.
@cwilso asked:
Since the TAG is an elected body, same as the AB, how is any document they produce more "consensus" validated than what the AB could produce?
How the group is convened is only a small part of the legitimacy of its output. The TAG's work on, say, XML Versioning has very little legitimacy because it's just the output of a few TAG people, bright as they may have been, and while they spent an inordinate amount of time and energy on it and presented it to the AC, it never garnered broader support.
Conversely, when the TAG publishes the Web Platform Design Principles, these have been through a veritable crucible of consensus-building. The PoC has been used in practice over and over again, etc. I do not doubt that the AB can also produce this kind of battle-tested document; I am pointing out that we have documents that are load-bearing of our values and already exist as battle-tested, enforced, staffed, etc. It strikes me as a good idea to build on that.
This document was published by the Technical Architecture Group as a Group Note using the Note track.
Group Notes are not endorsed by W3C nor its Members.
@darobin you didn't answer my question, and did not describe how the TAG design principles are any more of a "crucible" than the AB's open vision discussion has been.
@michaelchampion wrote:
Agree that values in the Vision document should align with current horizontal review areas. Are there any not mentioned in the Vision?
If there is an intention to align with HR areas, it's not written into the document. If we don't write it into the document, we hit the problem that we're ignoring very significant work in the community and arguably one of the W3C's (and the web's) strongest assets. It also might produce values that aren't aligned with what we actually enforce in those areas. If on the other hand we do write it into the document, then we hit the problem that some of the document maps clearly to a thick and solid foundation of enforced values with a strong consensus base, and some of it maps to nothing.
The more interesting question is how new horizontal review criteria get added.
This is absolutely, absolutely key, and is a reason why I don't think that the "list values now, figure out how to implement them later" plan serves us well. If (just taking an example) we say that sustainability is a value but we don't stand up HR to define, implement, and enforce it then we're basically lying. I really don't like how that sets us up. Putting up an HR review area is hard work, both in the sense of being intensive and difficult. What happens if we then don't have a credible Sustainability HR after one year? After five years? After ten? Do we then keep it as a value and damage our credibility, or do we remove it from our values after a while because clearly we're not doing it and damage our moral standing?
That's why I propose to start from what we have rather than intend to connect with it later. It's also why the suggestion I made had as its change process that you only get to add a value if you can stand up the HR review process.
I, and I suspect all of us, would dearly like to have HR for sustainability and equity and a bunch of other things. But standing up a new HR is a significant undertaking and I wouldn't assume that we can get all of these up and running within a reasonable time frame. I think that promising that we have values without doing the work to make them real sets us up for failure.
I wonder if a way forward would be the split the approach? Have part of the v&v be "how W3C does values" and include the values that we can prove we have as well as the framework for managing and evolving them. And then a "what are we missing" document that carries out gap analysis and works towards a plan to progressively move values from one doc to the other?
@cwilso Then I'm afraid that I don't understand your question? I don't think (and don't see that I have ever said) that the TAG had more consensus (or legitimacy) than the AB, however some document have more consensus/legitimacy than others. I also didn't say that the TAG's WPDP were a crucible, only that they had gone through one that the AB vision doc hasn't. We can debate (and I would, but elsewhere) whether everything that is in WPDP should be, but most of that doc is the result of extensive discussion with a broad community and principles that have been used in practice to resolve contentious discussions.
I am not sure why we're having an either/or discussion here. The TAG's ethical web principles and web design principles apply and document the consequence of values. I read EWP to help with my contribution to the Vision. The TAG documents are valuable, indeed to the extent that I think they need to be elevated to Statement status. But they are not the short, punchy, straight-language statement of our values and vision that we also need and that the AB document is attempting to give birth to. The three should absolutely be congruent.
Indeed, I agree, and yes, the EWP are explicitly referenced as inspiration and companion in the vision document. I'm trying to understand why a very similar group, following if anything a less openly inviting process, is referred to as having gone through a consensus crucible, while the AB's effort to define a vision statement in the open, over multiple years, is not.
(If I'm correctly interpreting Mark's answer, it is that the TAG documents are not more definitive, since they are Notes.)
@mnot wrote:
Group Notes are not endorsed by W3C nor its Members.
and @cwilso wrote:
(If I'm correctly interpreting Mark's answer, it is that the TAG documents are not more definitive, since they are Notes.)
At TPAC 2022 Tess said in her lightning talk "The Ethical Web Principles document is on the Note track and we hope to elevate it to a [W3C Statement](https://www.w3.org/2021/Process-20211102/#statement).
So I believe the TAG and AB have similar plans for these documents: Publish as a Note to drive discussion and consensus building, then elevate to a Statement to get the same sort of W3C-wide status Recommendations have.
@darobin wrote:
I think that promising that we have values without doing the work to make them real sets us up for failure.
Not sure anyone would disagree. I don't see in the current draft of the Vision document any references to values that don't have real horizontal review activities in place. (I do agree it would help to explicitly reference them)
The main "value" mentioned that doesn't have a mechanism to make it real is "We put the needs of users first: above authors, publishers, implementers, paying W3C Members, or theoretical purity." I hope nobody is suggesting the Vision NOT reference the principles in RFC 8890 (which is indirectly cited via a reference to the Ethical Web Principles which cites https://www.w3.org/TR/design-principles/#priority-of-constituencies which cites RFC 8890) . I'm not sure how W3C can make this "real" (a Priority of Constituencies Review Board???? ...shudder) but I'd be comfortable with somewhat aspirational language in the Vision saying W3C will be working on how to put users first.
Likewise Sustainability. It's not mentioned in the current Vision. I wish it was mentioned, perhaps with a reference to the CG incubating sustaina review criteria, and a caveat that it is not yet "real." This would be useful as a "stake in the ground" -- we have concerns about the sustainability of the web, and are working on making it part of the wide review process. This gives fair warning those whose tech might raise concerns (advocates for Proof of Work blockchain tokens perhaps) that W3C might not be a friendly environment for incubating / standardizing their work.
@cwilso wrote:
Indeed, I agree, and yes, the EWP are explicitly referenced as inspiration and companion in the vision document. I'm trying to understand why a very similar group, following if anything a less openly inviting process, is referred to as having gone through a consensus crucible, while the AB's effort to define a vision statement in the open, over multiple years, is not.
You keep referring to this as a difference of legitimacy between groups when I keep pointing out that the difference that matters in this case is between documents. As I said (twice already), I don't believe that one of the TAG or the AB is more legitimate than the other. I have given examples of documents which I think are more legitimate than others, notably the WPDP. Note that this is not the same thing as the EWP.
About the EWP I have specifically said:
The content of the EWP is somewhat more precise than the AB doc, but overall I find it still too abstract and lacking in applicability.
So if your question is in fact "don't the EWP and the AB doc have the same problems?" then my answer is broadly "yeah, that's what I've been saying."
It seems @darobin is suggesting that "how the values will be enforced" is a critical aspect of what they are. (Whether that is really his position or not, it makes sense to me). Which means that until that starts to get captured, it's hard to know if we're on the right track.
It also seems clear that he is suggesting the well-known Working Group process is the right one for dealing with key governance issues. I agree with that assertion. It was the mechanism deliberately chosen two decades ago to develop the Patent Policy, which was probably the most contentious thing W3C did until EME (also developed in a Working Group...). W3C's Patent Policy is a very clear statement of values, structured precisely around how they get enforced. It took a lot of discussion to create, but whether you view it as too restrictive or not restrictive enough it has been stable, accepted by the community, and applied in practice many times over the last two decades.
Documents developed by either the TAG or AB effectively have an "inner group", and in the case of the AB who (IMHO rightly) do not entirely in public view, this can (and in concrete cases, some trivial and some less so, does) lead to decisions being taken without transparency. Whether the decisions are right can be less important than the fact that from the outside looking in there is a disincentive to challenge such decisions. That disincentive comes from a perception that the body working in camera has decided that particular decision is theirs to make, a perception that is real even if inaccurate.
(NB I wrote this 12 hours ago, and let it sit while I thought about it. During that time, 5 people wrote 10 comments. This reality alone makes it difficult to effectively participate in a process, which strengthens the suspicion of achieving "consensus by attrition" rather than real "buy-in". I think that's relevant to this particular discussion).
I wonder if "enforce" is the right word? I rather think that we expect that the community will use values to help guide approaches, and that in hard cases (e.g. formal objections) the Council should use values to help guide the decision.
@chaals said:
It seems @darobin is suggesting that "how the values will be enforced" is a critical aspect of what they are.
Indeed, in fact I'm saying a stronger version of that: unenforced values are just words.
@dwsinger asks:
I wonder if "enforce" is the right word?
It's a loaded word in that it tends to evoke what we would often think of as enforcement, typically the cops swoop in or the system punishes you. But there are plenty of different ways in which enforcement works that can be modulated based on the context. If people tut-tut you or give you death stares when you use your phone in the silent carriage, that's enforcement. If you know that the people you work with will think less of you and maybe won't be inviting you to drinks because of your norm violation, that's also enforcement. (We can use another word; the institutional analysis framework which I favour calls it the "Or Else" component which feels more ominous!)
This brings us straight to the question of what the appropriate and effective level and approach to enforcement we believe can work in any given case. If we expect any of this to guide approaches, then there has to at least be some way in which approaches that don't align with the values are made to feel that they are off course — some degree of enforcement. We have repeatedly made the mistake of just assuming that obviously everyone agrees about what "privacy" or "transparency" or whatever other value means, and that the definition spreads to newcomers via some kind of osmosis. That has repeatedly not worked: we need a reliable, repeatable way to make sure that this can't be missed or mistaken. If you have a strongly shared culture, you can enforce less (just rely on the fact that norm violations are frowned upon) but we keep tripping ourselves up when we assume that. By the time you put enough definition of these things and make sure that groups can't ignore them… you're basically right in HR territory.
Also, if the Council motivates decisions from this, they have to be detailed enough that it doesn't feel like any Council member can just make up a definition to match their ad hoc needs. Otherwise, that will seriously undermine the Council's authority.
I think that how values get applied/enforced is important, but that how that gets done during any of:
@frivoal One can always set an impossible bar and then observe that it isn't cleared :)
No system can give you a mechanical decision procedure for everything. One common way of handling this is that you have more or less mechanical enforcement where you can, and votes for everything else.
The HR system doesn't work well to evaluate "targets for the bizdev team", but then neither does the AB's doc. We keep assuming that we all have the same values in our heads, but I think we have a lot of evidence that we don't. There is enough room for interpretation that, based on the current doc, we could justify completely different decisions in evaluating bizdev targets.
I think that "we don't have clearly defined values, here is my considered opinion" is better than "my opinion is aligned with the W3C's values" when that can't clearly be argued. The latter decreases the credibility of the document and of the institution. You risk ending up with values that are like "freedom" in US politics.
Please leave politics out of the discussion.
We keep assuming that we all have the same values in our heads, but I think we have a lot of evidence that we don't.
YES. That is PRECISELY the point. So we need to detail those values and what they mean, and we'd better agree with them at the core prior to attempting to detail how they will be "enforced" (or you will end up with "enforcement" that knowingly, willfully has loopholes).
You're acting as if we think the Vision document is done, and either it completes its purpose or it doesn't. That is absolutely not the case. It has been difficult to make it this far because we HAVE been trying, among an elected representative set of Members, to try to capture what we believe the values should mean, and reach some kind of consensus. We have lots more work to do. This will never be perfect consensus, and all Members will NOT be made happy - witness the disagreement with the TAG's Ethical Web Principles, for example (https://github.com/w3ctag/ethical-web-principles/issues/66). That doesn't mean those are the wrong principles.
@michaelchampion I think your question as to the purpose has been answered, though you may disagree. I'd like to ask what you'd like to see in order to resolve this issue.
For this issue to be closed, I'd expect something to be reflected in the document -- one of the very bad habits we seem to have is expecting that everyone has all of this context...
And that's why I was asking the issue filer what that "something" should be, in their opinion. (Feel free to give your answer too, of course.)
Yes, I think we have answered my original question and am happy to close the issue or suggest the AB close it (or merge with #22) . @cwilso proposes in https://github.com/w3c/AB-public/issues/22#issuecomment-1428816738 putting a high level description of W3C's values / principles in this document, and a more operational description in a later revision or different document. I agree.
I also agree with @mnot that it would be best to close this issue with a reference to a PR or updated document with specific language saying the purpose is something like "Clearly define the principles and values that should underlie our operations."
I think there will be other editorial changes needed to make the language more clearly state "this is a vision for the future" or "these are values will will strive harder to make real" but that't not THIS issue.
I fantasize about consensus on some sort of "manifesto" about pivoting W3C's mission to stewardship of the web platform's integrity, but there's little in current practice to refer to and probably not broad consensus this is what W3C is all about. That might have to be the mission of a "community" that transcends W3C (and WHATWG, TC39, IETF, etc) that needs to be founded on the basis of some guiding principles, not have them bolted on after 25 years. But again, that dream is not achievable in THIS issue and I won't push for it.
So, I'll step away from continuing the blow-by-blow as that doesn't feel like a productive avenue. (Happy to take specific aspects offline, as always.)
I think that the consensus I'm hearing is:
Is that a fair and accurate representation of the consensus?
If so, I don't have a strong opinion about whether this should be one document or two documents. I have a slight preference for one, but I can totally live with two. However, I think that both documents should be put forward in tandem. I don't believe that we can claim to have values that aren't reflected in concrete operations (and I don't believe that I have heard anyone here arguing that, so maybe that too is part of the consensus). I would very much like to ensure that we don't end up with a document that is difficult to endorse as a Statement because we don't understand its operational impact.
I realise that this is work (but then we all know that) and that it would be unfair to just dump extra work on the AB or the editors. Assuming we set up some sort of structure to carry out this work with a broader community, I would be happy to volunteer to help work on the second document.
A bit harsher than I might put it… the current document drives a stake in the ground on the core principles that are widely shared but not necessarily operationally defined or “enforced” yet. Those principles will informally guide operations in the near future and more rigorously guide them as the document(s) evolve…
There are plenty of other issues that need review and proposals. For example https://github.com/w3c/AB-public/issues/34 … what widely accepted definitions of some of theses principles can we point to? “Privacy” rights are defined in various laws and regulations, for example, should they be cited? And more explicit reference to RFC 8890 might help anchor the Users First principle that gets no explicit W3C horizontal review (yet)
I didn't intend it to be harsh, I'm only trying to be crisp. Maybe a better way to phrase it is how Chris put it in #22: the AB does not expect the Vision doc "to ensure the organization's work reflects [its] values and principles". I'm assuming that your comment is directed at the statement that it won't have operational effect and the idea is to soften that to say that it doesn't ensure operational impact?
Reformulating (trying to converge on a resolution):
Do this work better? The rest of my comment holds.
Regarding your other question @michaelchampion, I don't think that it would be a good idea for a foundational governance document of a transnational organisation to reference specific laws (possibly with the exception of global legal frameworks, in the cases in which they exist). For privacy, we do have the Privacy Principles that are shaping up. They haven't been beaten up by as much input as I'd like or edited for clarity enough, but they're grounded in research and we're ramping up for wide review.
@darobin saith:
- The current AB document is not intended to ensure that the organization's work reflects its values and principles.
- The document will be updated with a statement to capture that.
- A separate document will be developed to ensure that the organization's work reflects its values and principles.
I don't think it helps to describe it as an AB document, but maybe we need to if (and I hope they will) the AB puts it on Note and Statement track. I don't think a document can ensure anything, but it can and should be used as a tool by members, team, and particularly when hard questions arise (e.g. FOs, but hard questions come up in other contexts).
A companion document could be created that explains:
The current effort has been focused on gaining consensus on WHAT vision and principles we need to have as a path forward. There was a general understanding (I won't claim a consensus, since I don't recall ever explicitly asking the AB that question, but certainly more than just one or two people agreed) that we needed to continue with how to apply those principles in practice, so I would not say it was a non-goal. This might end up in a separate document, but I think it would be a mistake to plan for that at this point, since it seems the operational advice might easily deviate from the core principles.
It is definitely the plan to put this on the Note and Statement track soon.
I'm going to mark this issue as "proposed for closing", as it's effectively at this point a duplicate of #22 ; it sounds like there's a request for this to hang around open until there's a pull request for that issie.
@dwsinger: I am describing it as "the AB document" because for the time being that is what it is. Evidently I would hope that it is more than that if it comes to fruition.
@cwilso: It is evidently the AB's prerogative to close this issue. I think I have made the case and that putting further energy into trying to help improve this document will not be useful. I have literally tried to offer help every single way that I can think of and can only express sadness at the thinly veiled hostility with which it was received. If I played a part in triggering it, that was not my intent.
Before parting I will simply note my dissent. I personally do not believe that producing documents without the accompanying means to hold ourselves accountable to them is in line with the practices and values of the W3C, and doing so fails to further its mission. Barring meaningful progress on this issue I don't anticipate to be able to vote in favour of the resulting Statement.
@darobin I believe that you have expressed your perspective that the current work is a dead end. A number of others believe (and I would even venture to say "the consensus of the AB is", though of course I have not asked for a formal declaration of that lately) that this work is not a dead end.
I understand that you believe there should be a strong focus on enforcement/adherence to the principles. I don't think you have heard me that I agree with you in this; where we disagree is that you appear to maintain that that enforcement must come first, before we even reach agreement on what the principles are. I do not agree with this; however, as I've said several times, I believe the vision won't be useful if is simply stops at defining some aspirational principles; it needs to drive strategy and tactics in the W3C. In my opinion, working out principles that can reach consensus on is a very hard part, and it needs to be done first. Regardless, I would agree with you that producing principles without any means or thought to how we can hold ourselves accountable would make those principles much less useful; it was always the idea to build that progression and provide that detail.
I understand there is also additional input you would have on other principles, like the pull request you filed on origin sovereignty a while ago (#17). I will say again - that work was not rejected; I don't think you had built consensus that it should be adopted as a principle, I expressed some concerns, and the PR itself was flawed in that it did not (probably purposefully did not) integrate with the rest of the Vision, but sat alongside as a separate document with no cross references. All that stated - I did not ever consider that issue closed, but something we just hadn't gotten back to. The Vision was effectively laid aside while we spent all our AB time working on bootstrapping the LE. If you care about that principle, I would encourage you to go back and participate in the discussion there, and try to build some consensus - if you feel this work is inevitably doomed anyway, then okay, just close it.
As to "thinly veiled hostility", I would encourage you to think first about how you would react if you had been driving a collaborative effort with a dozen or so other people, publicly presenting your work several times and asking for public engagement, and were told by someone (who had not been saying so in the past few years you'd all been working on it) "this is a broken process, the process must start over, here is a document I wrote last night to replace the work you've all been working on." That is dismissive of the work that the entire AB has been doing collaboratively over several years, effectively declaring it worthless; and I must admit that disrespect of work put in to building consensus puts me on the defensive. I did not intend to be hostile, and I would much rather work together.
I am attempting to move this issue (and the Vision as a whole) forward with consensus of the AB at the very least, and ideally the Membership - certainly the bulk of the Membership. I will note that it is highly unlikely that the entire Membership will agree with everything in the Vision, especially some of the Principles - in the same way that some of our Members today disagree with other principles expressed, say, in the TAG's Ethical Web Principles (e.g. Sustainability https://github.com/w3ctag/ethical-web-principles/issues/66). That doesn't mean those principles are wrong, or that this Vision is. In fact, I would even go so far as to say if the Vision doesn't garner some dissent, it is probably far too weak and not forward-thinking enough.
It is unfortunate that it's really easy to see two "sides of an argument" in this discussion - and more so that they seem to represent entrenching positions. Given the individuals are of good will, and are mature adults who can recognise the need to reset an re-engage in a discussion, I hope it doesn't continue this way.
I note that the issue began with
Discussion surrounding a now-closed issue in https://github.com/w3ctag/ethical-web-principles/issues
I am still unaware what that discussion was - although it seems there is an assumption that people know that. It's unfortunate that the mention was so vague.
It is not obvious to me that there has been a formal effort to reach consensus that, for example "The goal of this document is to define the core set of principles the W3C community SHOULD apply in reviewing proposed charters and standards" (or some other similar or even wildly different goal). I think that would be helpful, because I think we could reach agreement on something like that.
Mixed in with that discussion that I think is the core of this issue, there seems to be a question of "how to get there" - i.e. what is the right path to develop such a document.
It seems we do not agree on that, and without an effort to reach some better agreement on how this might happen it seems entirely possible that the effort spent on this work will be wasted because we cannot get agreement that the outcome matches its purpose, or that a lot of effort will be wasted because people work very hard on a document, present it, and are told to specify the use case and problem first and then have all the discussions all over again in a different forum.
It also seems that this issue is a duplicate of #22. I would support, as part of resetting the framing and trying to do the discussion better, closing this as a duplicate and trying to have a less defensive discussion there.
Discussion surrounding a now-closed issue in https://github.com/w3ctag/ethical-web-principles/issues suggests that the Vision document more explicitly state how it can be applied to W3C's opperations. Presumably some understanding of W3C's Values/Vision drives WG decisions, horizontal review, AC review of charters and PRs, and formal objections and their resolution. That's implicit in W3C practice today, but isn't spelled out AFAIK.
When there was an engaged Director, Sir Tim Berners-Lee was the ultimate definer and applier of values/vision for W3C's work. Without his engagement going forward, It would be useful to write down the Values/Vision that the Team, AC, FO Councils, etc. should consider authoritative. I had always assumed that was the purpose of this document, but I don't see it stated anywhere.
I don't have draft language to propose, but some questions: